Monthly Fund Reports
MPLF Monthly Report - December 2022
23 January 2023
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Investor Documents
MPLF - Q3 2022 Financial Statements
22 November 2022
MPLF - Q3 2022 Financial Statements - Unsecured Notes Compliance
22 November 2022
Form of Election - MPLF LSC - Certificated Holdings
17 November 2022
Form of Election - MPLF LSC CREST Holdings
17 November 2022
2022 Annual General Meeting - Schedule of Voting (Total Votes)
17 November 2022
2022 General Meeting - Schedule of Voting (Total Votes)
17 November 2022
Notice of General Meeting
26 October 2022
Notice of 2022 Annual General Meeting
26 October 2022
MPLF - Half-Yearly Report 2022
13 September 2022
MPLF - Half-Yearly Report 2022 - Unsecured Notes Compliance
13 September 2022
MPLF - Dividend Currency Election Form
22 July 2022
MPLF - Key Information Document (KID)
15 July 2022
Marble Point CLO Quarterly Update - Q2 2022
14 July 2022
Notification Regarding United States Tax Reporting
05 July 2022
MPLF - Q1 2022 Financial Statements
20 May 2022
MPLF - Q1 2022 Financial Statements - Unsecured Notes Compliance
20 May 2022
Marble Point CLO Quarterly Update - Q1 2022
04 May 2022
MPLF - 2021 Annual Report & Financial Statements
08 April 2022
MPLF - 2021 US Financial Statements
08 April 2022
MPLF - Q4 2021 Financial Statements - Unsecured Notes Compliance
08 April 2022
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Regulatory Announcements
MPLF - December 2022 NAV & Monthly Report
23 January 2023
MPLF - Dividend Currency Election
20 January 2023
Company Investment Manager Acquired by Investcorp
13 January 2023
MPLF - PDMR Shareholding
13 January 2023
Changes to the Board of Directors
04 January 2023
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Board of Directors
Chair of the Board, Independent Director
Robert J. Brown
Mr. Brown is an experienced financial services professional with over 20 years experience in the U.K., Europe and the US. Mr. Brown’s experience encompasses asset management, private banking and investment banking. During the course of his career Mr. Brown has served on the Senior Leadership Group of Barclays PLC (the most senior 125 executives), the Board of Directors of Markit Group Ltd. and the Board of Directors of Barclays Wealth Funds Ltd.
At Barclays, Mr. Brown was Head of Global Research and Investments and the Trust and Advisory Businesses in the wealth management group. These businesses involved managing approximately £250 billion in client assets in discretionary asset management, funds and banking services as well as trust services and client lending. Prior to joining Barclays, Mr. Brown was the Chief Operating Officer responsible for Global Financial Markets – the Global Trading business of ABN AMRO. Responsible for over 1,200 staff in 48 countries, he oversaw all aspects of the business. Initially at ABN AMRO, he was Chief Operating officer in North and South America where he was responsible for managing all aspects of investment banking.
Mr. Brown was previously an investment banker in corporate finance and mergers & acquisitions at Goldman Sachs in New York. Before Goldman Sachs, Mr. Brown was the chief of staff to the CEO of Bankers Trust, also in New York. Mr. Brown began his career as a consultant at the Boston Consulting Group in London. Mr. Brown has a Masters in Business Administration from Harvard Business School, a Ph.D. in Solid State Physics from Cambridge University and a B.Sc. in Physics with Solid State Electronics from Exeter University.
Chair of the Audit and Risk Committee, Independent Director
John M. Falla
Mr. Falla is a Chartered Accountant and investment professional with over 30 years’ experience in the U.K. and Channel Islands.
Mr. Falla trained in the audit department of Ernst & Whinney (now Ernst & Young) in London before moving to their Corporate Finance Department. On returning to Guernsey, he worked for an international bank, before joining the Channel Islands Stock Exchange (now known as The International Stock Exchange) to set up its listing department and was as a member of the Market Authority. In 2000, Mr. Falla joined the Edmond de Rothschild Group in Guernsey and provided corporate finance advice to clients including open and closed-ended investment funds and institutions with significant property interests. He was also a director of a number of Edmond de Rothschild Group operating and investment companies.
Since 2015, Mr. Falla has been a full time non-executive director and consultant. He is currently a non-executive director of a number of investment companies, the majority of which are listed either on the London Stock Exchange, or admitted to trading on AIM. Mr. Falla is an Associate of the Institute of Chartered Accountant in England and Wales and is an experienced Audit Committee Chairman. He has a BSc Hons degree in Property Valuation and Management from The City University, London. He is a Fellow of the Chartered Institute for Securities and Investment having been awarded their diploma. Mr. Falla is resident in Guernsey
Co-Chair of the Management Engagement Committee, Independent Director
Paul S. Greenberg
For the past 17 years, Mr. Greenberg has been a fund manager focused on equity and debt investments in special situation, distressed and bankrupt corporations. He is currently Managing Partner of Clermont Capital, a family office with a focus on private equity and fixed income markets. Previously, Mr. Greenberg was a founder, managing member, and the CEO for Lutetium Capital, a financial services firm based in Stamford, Connecticut. Formerly, he was a founder, co-portfolio manager, and head of research for Trilogy Capital where he grew the firm to US$1.7 billion of assets under management. During the 1990s, Mr. Greenberg was the Director of High Yield and International Research at Bear, Stearns & Company, Inc. and was a Senior Managing Director of the firm. As Director, he co-ordinated the worldwide below-investment grade corporate and sovereign bond research efforts for the firm, along with European investment grade bond research. Mr. Greenberg was a multi-year member of the Institutional Investor All American Fixed-Income Research Team in the Paper and Forest Products category and in the Chemicals category. During the 1980’s, Mr. Greenberg had various manufacturing management roles at General Electric and was an associate at GE Capital, structuring leveraged buyouts.
Mr. Greenberg received his BSE from the University of Pennsylvania, where he is an Overseer for the School of Engineering, and an MBA from the Wharton School.
Chair of the Remuneration and Nomination Committee, Co-Chair of the Management Engagement Committee, Independent Director
Sandra Platts
Mrs. Platts is a resident of Guernsey and holds a Masters in Business Administration. Mrs. Platts joined Kleinwort Benson (CI) Ltd in 1986 and was appointed to the board in 1992. She undertook the role of Chief Operating Officer for the Channel Islands business and in 2000 for the Kleinwort Benson Private Bank Group (UK and Channel Islands). In January 2007, she was appointed to the position of Managing Director of the Guernsey Branch of Kleinwort Benson and led strategic change programmes as part of her role as Group Chief Operating Officer. Mrs. Platts also held directorships on the strategic holding board of the Kleinwort Benson Group, as well as sitting on the Bank, Trust Company and Operational Boards. She resigned from these boards in 2010. Mrs. Platts is currently a non-executive director of NB Global Floating Rate Income Fund Limited, UK Commercial Property Trust Limited, Sequoia Economic Infrastructure Fund Ltd (all traded on the Main Market of the London Stock Exchange) and Investec Bank (Channel Islands) Limited, plus a number of other investment companies. She is a member of the Institute of Directors.
Chief Executive Officer and Chief Investment Officer of the Investment Manager
Thomas Shandell
Tom was a founding partner of GoldenTree Asset Management in 2000 (“GoldenTree”) who from 2009 to 2014 was co-head of the business that managed the firm’s CLOs and separately managed accounts focused on leveraged loans which aggregated approximately $4.5 billion. In addition to portfolio construction and management, Tom was responsible for managing a team of analysts dedicated to the bank loan business and was integrally involved in the marketing effort related to obtaining new loan SMA mandates and the issuance of new CLOs. From the second half of 2012 through the end of 2013, Tom assisted with the management of the investment research function in GoldenTree’s London office. In 2014, Tom assumed industry coverage for investments across all parts of the capital structure in companies in the retail industry. He further served as a mentor to the firm’s investment research staff working to further enhance the professional development of the firm’s research analyst ranks. Tom was also integrally involved in the marketing of all of the firm’s investment products to investors globally. At the firm’s inception, Tom was responsible for investments in a large number of industries including gaming, lodging & leisure, auto supply, consumer products, retail, restaurants, food, movie exhibition and building products and was also previously responsible for the firm’s direct investments in companies with limited access to traditional financing markets. Tom was a member of the firm’s Cyclical Group since that group’s formation, having previously been responsible for the firm’s investments in the automobile, truck manufacturing and truck parts industries.
Prior to joining GoldenTree in 2000, Tom was at Bear Stearns for 16 years. As a Senior Managing Director in the firm’s High Yield Bond Department, he covered companies in the gaming, lodging, restaurant and leisure industries as well as companies in the auto supply and capital equipment industries. Tom was a member of the Institutional Investor All-America Fixed-Income Research Poll team of gaming analysts for the five years prior to joining GoldenTree, occupying the Second Team position. Tom spent his first eight years at Bear Stearns in the Corporate Finance Department before joining the High Yield Bond Department in 1992.
Tom received a B.S. from The Wharton School of the University of Pennsylvania in 1982 and an M.B.A. from Columbia University in 1984.
Chair of the Board, Independent Director
Robert J. Brown
Chair of the Audit and Risk Committee, Independent Director
John M. Falla
Co-Chair of the Management Engagement Committee, Independent Director
Paul S. Greenberg
Mr. Brown is an experienced financial services professional with over 20 years experience in the U.K., Europe and the US. Mr. Brown’s experience encompasses asset management, private banking and investment banking. During the course of his career Mr. Brown has served on the Senior Leadership Group of Barclays PLC (the most senior 125 executives), the Board of Directors of Markit Group Ltd. and the Board of Directors of Barclays Wealth Funds Ltd.
At Barclays, Mr. Brown was Head of Global Research and Investments and the Trust and Advisory Businesses in the wealth management group. These businesses involved managing approximately £250 billion in client assets in discretionary asset management, funds and banking services as well as trust services and client lending. Prior to joining Barclays, Mr. Brown was the Chief Operating Officer responsible for Global Financial Markets – the Global Trading business of ABN AMRO. Responsible for over 1,200 staff in 48 countries, he oversaw all aspects of the business. Initially at ABN AMRO, he was Chief Operating officer in North and South America where he was responsible for managing all aspects of investment banking.
Mr. Brown was previously an investment banker in corporate finance and mergers & acquisitions at Goldman Sachs in New York. Before Goldman Sachs, Mr. Brown was the chief of staff to the CEO of Bankers Trust, also in New York. Mr. Brown began his career as a consultant at the Boston Consulting Group in London. Mr. Brown has a Masters in Business Administration from Harvard Business School, a Ph.D. in Solid State Physics from Cambridge University and a B.Sc. in Physics with Solid State Electronics from Exeter University.
Mr. Falla is a Chartered Accountant and investment professional with over 30 years’ experience in the U.K. and Channel Islands.
Mr. Falla trained in the audit department of Ernst & Whinney (now Ernst & Young) in London before moving to their Corporate Finance Department. On returning to Guernsey, he worked for an international bank, before joining the Channel Islands Stock Exchange (now known as The International Stock Exchange) to set up its listing department and was as a member of the Market Authority. In 2000, Mr. Falla joined the Edmond de Rothschild Group in Guernsey and provided corporate finance advice to clients including open and closed-ended investment funds and institutions with significant property interests. He was also a director of a number of Edmond de Rothschild Group operating and investment companies.
Since 2015, Mr. Falla has been a full time non-executive director and consultant. He is currently a non-executive director of a number of investment companies, the majority of which are listed either on the London Stock Exchange, or admitted to trading on AIM. Mr. Falla is an Associate of the Institute of Chartered Accountant in England and Wales and is an experienced Audit Committee Chairman. He has a BSc Hons degree in Property Valuation and Management from The City University, London. He is a Fellow of the Chartered Institute for Securities and Investment having been awarded their diploma. Mr. Falla is resident in Guernsey
For the past 17 years, Mr. Greenberg has been a fund manager focused on equity and debt investments in special situation, distressed and bankrupt corporations. He is currently Managing Partner of Clermont Capital, a family office with a focus on private equity and fixed income markets. Previously, Mr. Greenberg was a founder, managing member, and the CEO for Lutetium Capital, a financial services firm based in Stamford, Connecticut. Formerly, he was a founder, co-portfolio manager, and head of research for Trilogy Capital where he grew the firm to US$1.7 billion of assets under management. During the 1990s, Mr. Greenberg was the Director of High Yield and International Research at Bear, Stearns & Company, Inc. and was a Senior Managing Director of the firm. As Director, he co-ordinated the worldwide below-investment grade corporate and sovereign bond research efforts for the firm, along with European investment grade bond research. Mr. Greenberg was a multi-year member of the Institutional Investor All American Fixed-Income Research Team in the Paper and Forest Products category and in the Chemicals category. During the 1980’s, Mr. Greenberg had various manufacturing management roles at General Electric and was an associate at GE Capital, structuring leveraged buyouts.
Mr. Greenberg received his BSE from the University of Pennsylvania, where he is an Overseer for the School of Engineering, and an MBA from the Wharton School.
Chair of the Remuneration and Nomination Committee, Co-Chair of the Management Engagement Committee, Independent Director
Sandra Platts
Chief Executive Officer and Chief Investment Officer of the Investment Manager
Thomas Shandell
Mrs. Platts is a resident of Guernsey and holds a Masters in Business Administration. Mrs. Platts joined Kleinwort Benson (CI) Ltd in 1986 and was appointed to the board in 1992. She undertook the role of Chief Operating Officer for the Channel Islands business and in 2000 for the Kleinwort Benson Private Bank Group (UK and Channel Islands). In January 2007, she was appointed to the position of Managing Director of the Guernsey Branch of Kleinwort Benson and led strategic change programmes as part of her role as Group Chief Operating Officer. Mrs. Platts also held directorships on the strategic holding board of the Kleinwort Benson Group, as well as sitting on the Bank, Trust Company and Operational Boards. She resigned from these boards in 2010. Mrs. Platts is currently a non-executive director of NB Global Floating Rate Income Fund Limited, UK Commercial Property Trust Limited, Sequoia Economic Infrastructure Fund Ltd (all traded on the Main Market of the London Stock Exchange) and Investec Bank (Channel Islands) Limited, plus a number of other investment companies. She is a member of the Institute of Directors.
Tom was a founding partner of GoldenTree Asset Management in 2000 (“GoldenTree”) who from 2009 to 2014 was co-head of the business that managed the firm’s CLOs and separately managed accounts focused on leveraged loans which aggregated approximately $4.5 billion. In addition to portfolio construction and management, Tom was responsible for managing a team of analysts dedicated to the bank loan business and was integrally involved in the marketing effort related to obtaining new loan SMA mandates and the issuance of new CLOs. From the second half of 2012 through the end of 2013, Tom assisted with the management of the investment research function in GoldenTree’s London office. In 2014, Tom assumed industry coverage for investments across all parts of the capital structure in companies in the retail industry. He further served as a mentor to the firm’s investment research staff working to further enhance the professional development of the firm’s research analyst ranks. Tom was also integrally involved in the marketing of all of the firm’s investment products to investors globally. At the firm’s inception, Tom was responsible for investments in a large number of industries including gaming, lodging & leisure, auto supply, consumer products, retail, restaurants, food, movie exhibition and building products and was also previously responsible for the firm’s direct investments in companies with limited access to traditional financing markets. Tom was a member of the firm’s Cyclical Group since that group’s formation, having previously been responsible for the firm’s investments in the automobile, truck manufacturing and truck parts industries.
Prior to joining GoldenTree in 2000, Tom was at Bear Stearns for 16 years. As a Senior Managing Director in the firm’s High Yield Bond Department, he covered companies in the gaming, lodging, restaurant and leisure industries as well as companies in the auto supply and capital equipment industries. Tom was a member of the Institutional Investor All-America Fixed-Income Research Poll team of gaming analysts for the five years prior to joining GoldenTree, occupying the Second Team position. Tom spent his first eight years at Bear Stearns in the Corporate Finance Department before joining the High Yield Bond Department in 1992.
Tom received a B.S. from The Wharton School of the University of Pennsylvania in 1982 and an M.B.A. from Columbia University in 1984.
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